The main function of the compliance analyst will be providing technical advice on policy issues and to make any recommendations and applying new regulatory rules, where necessary to ensure the business remains FSA compliant. To be considered for this...

Reporting directly to the Head of Compliance Operations this position will be responsible for assisting in the coordination of regulatory activities in EMEA and have an emphasis on the activities of the firm that take place outside of the main EMEA l...

We are currently recruiting for a highly regarded stockbroking group who are looking to expand their compliance function. They are looking for someone to provide branch based guidance and training on client suitability requirements of the firm's clie...

You will need to have worked in the compliance department of an insurance organisation, with strong report writing skills. Essentially you will have passed the LLMIT test or be willing to study for it. Compliance Analyst is only one of many vacancies...

We are assisting this established CRO in their search for a Senior Compliance Associate specialising in GLP audits. The Senior Compliance Associate will be responsible for conducting audits in laboratories across the world. Entering audit observation...

The Global Asset Management division of a large international bank seeks a Restrictions Analyst to join the compliance team. The Compliance Analyst will have a dual function:... • To work on the Front Office compliance work stream project, the aim ...

CDA1008-69 - Interim Compliance Adviser is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include employee benefits, compliance, pensions, group risk, paraplanners...

Our client is a successful and entrepreneurial firm. Established in 1999, our client has grown rapidly to become a market leader in their sector, acting as investment manager principally for pension funds, endowments, family clients and funds of fund...

You will report in respect of all aspects of monitoring and maintenance of compliance controls specific to the financial planning & collectives side of the business this financial services group. You will undertake monitoring of the group's operation...

Under the direction of the Vice President, Chief Compliance & Quality Officer, who is based in the US, the Director of Healthcare and Business Compliance has primary responsibility for assessing and auditing international operations so the company re...